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Onus on trade reps to obtain proper third-party authorisation: OCBC Securities

2013 Penny Stock Crash

Onus on trade reps to obtain proper third-party authorisation: OCBC Securities

Benjamin Cher Published on Thu, May 09, 2019 / 7:34 PM GMT+8

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SINGAPORE (May 9): Woon Kok Yan, head of risk management of OCBC Securities, placed the blame squarely on trade representatives for failing to obtain formal third-party authorisation, when he took the stand in court on Day 13 of the penny stock manipulation trial of John Soh Chee Wen and Quah Su-Ling.

In his conditional statement, Woon cited the terms and conditions for account openings, as well as the SGX-ST rulebook, as rules for account holders to abide, including giving formal third-party authorisation.

Deputy public prosecutor Ng Jean Ting then asked Woon about the contents of OCBC Securities’ third-party authorisation form.

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Onus on trade reps to obtain proper third-party authorisation: OCBC Securities

2013 Penny Stock Crash

Onus on trade reps to obtain proper third-party authorisation: OCBC Securities

Primary tabs

Error message

Onus on trade reps to obtain proper third-party authorisation: OCBC Securities

2013 Penny Stock Crash

Onus on trade reps to obtain proper third-party authorisation: OCBC Securities

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